Direct democracy or pure democracy is a form of democracy in which people decide on policy initiatives directly. This differs from the majority of most currently established democracies, which are representative democracies.
In a representative democracy, people vote for representatives who then enact policy initiatives.[1] In direct democracy, people decide on policies without any intermediary. Depending on the particular system in use, direct democracy might entail passing executive decisions, the use of sortition, making laws, directly electing or dismissing officials, and conducting trials. Two leading forms of direct democracy are participatory democracy and deliberative democracy.
Semi-direct democracies in which representatives administer day-to-day governance, but the citizens remain the sovereign, allow for three forms of popular action: referendum (plebiscite), initiative, and recall. The first two formsreferendums and initiativesare examples of direct legislation.[2]
Compulsory referendum subjects the legislation drafted by political elites to a binding popular vote. This is the most common form of direct legislation. Popular referendum empowers citizens to make a petition that calls existing legislation to a vote by the citizens. Institutions specify the timeframe for a valid petition and the number of signatures required, and may require signatures from diverse communities to protect minority interests.[2] This form of direct democracy effectively grants the voting public a veto on laws adopted by the elected legislature, as is done in Switzerland.
Power of initiative allows members of the general public to propose specific statutory measures or constitutional reforms to the government and, as with referendums, the vote may be binding or simply advisory. Initiatives may be direct or indirect: With the direct initiative, a successful proposition is placed directly on the ballot to be subject to vote (as exemplified by California's system).[2] With an indirect initiative, a successful proposition is first presented to the legislature for their consideration; however, if no acceptable action is taken after a designated period of time, the proposition moves to direct popular vote. Such a form of indirect initiative is utilized by Switzerland for constitutional amendments.[2]
Power of recall gives the public the power to remove elected officials from office before the end of their term.[7]
Many residents, especially of smaller cities but even cities like Encinitas, California, with over 60,000 residents, in passing Prop A in 2013, insist on direct resident voting for some decisions. Such measures agree with anarchists, who have long argued against representative democracy. They argue that direct democracy opposes a strong central authority. That is because decision-making power can reside at only one level. A central authority keeps the people themselves from governing themselves.[8]
The earliest known direct democracy is said to be the Athenian democracy in the 5th century BC, although it was not an inclusive democracy: women, foreigners, and slaves were excluded from it. The main bodies in the Athenian democracy were the assembly, composed of male citizens; the boul, composed of 500 citizens; and the law courts, composed of a massive number of jurors chosen by lot, with no judges. There were only about 30,000 male citizens, but several thousand of them were politically active in each year, and many of them quite regularly for years on end. The Athenian democracy was direct not only in the sense that decisions were made by the assembled people, but also in the sense that the people through the assembly, boul, and law courts controlled the entire political process, and a large proportion of citizens were involved constantly in the public business.[9] Modern democracies, being representative, not direct, do not resemble the Athenian system.
Also relevant to the history of direct democracy is the history of Ancient Rome, specifically the Roman Republic, beginning around 509BC.[10] Rome displayed many aspects of democracy, both direct and indirect, from the era of Roman monarchy all the way to the collapse of the Roman Empire. Indeed, the Senate, formed in the first days of the city, lasted through the Kingdom, Republic, and Empire, and even continued after the decline of Western Rome; and its structure and regulations continue to influence legislative bodies worldwide. As to direct democracy, the ancient Roman Republic had a system of citizen lawmaking, or citizen formulation and passage of law, and a citizen veto of legislature-made law. Many historians mark the end of the Republic with the passage of a law named the Lex Titia, 27 November 43 BC, which eliminated many oversight provisions.[10]
Modern-era citizen lawmaking began in the towns of Switzerland in the 13th century. In 1847, the Swiss added the "statute referendum" to their national constitution. They soon discovered that merely having the power to veto Parliament's laws was not enough. In 1891, they added the "constitutional amendment initiative". Swiss politics since 1891 have given the world a valuable experience base with the national-level constitutional amendment initiative.[11] In the past 120 years, more than 240 initiatives have been put to referendums. The populace has been conservative, approving only about 10% of these initiatives; in addition, they have often opted for a version of the initiative rewritten by government. (See Direct democracy in Switzerland below.)
Some of the issues surrounding the related notion of a direct democracy using the Internet and other communications technologies are dealt with in e-democracy and below under the term electronic direct democracy. More concisely, the concept of open source governance applies principles of the free software movement to the governance of people, allowing the entire populace to participate in government directly, as much or as little as they please.[12]
Athenian democracy developed in the Greek city-state of Athens, comprising the city of Athens and the surrounding territory of Attica, around 500 BC. Athens was one of the very first known democracies. Other Greek cities set up democracies, and even though most followed an Athenian model, none were as powerful, stable, or well-documented as that of Athens. In the direct democracy of Athens, the citizens did not nominate representatives to vote on legislation and executive bills on their behalf (as in the United States) but instead voted as individuals. The public opinion of voters was influenced by the political satire of the comic poets in the theatres.[13]
Solon (594 BC), Cleisthenes (508507 BC), and Ephialtes (462 BC) all contributed to the development of Athenian democracy. Historians differ on which of them was responsible for which institution, and which of them most represented a truly democratic movement. It is most usual to date Athenian democracy from Cleisthenes, since Solon's constitution fell and was replaced by the tyranny of Peisistratus, whereas Ephialtes revised Cleisthenes' constitution relatively peacefully. Hipparchus, the brother of the tyrant Hippias, was killed by Harmodius and Aristogeiton, who were subsequently honored by the Athenians for their alleged restoration of Athenian freedom.
The greatest and longest-lasting democratic leader was Pericles; after his death, Athenian democracy was twice briefly interrupted by oligarchic revolution towards the end of the Peloponnesian War. It was modified somewhat after it was restored under Eucleides; the most detailed accounts are of this 4th-century modification rather than of the Periclean system. It was suppressed by the Macedonians in 322 BC. The Athenian institutions were later revived, but the extent to which they were a real democracy is debatable.[14]
The pure form of direct democracy exists only in the Swiss cantons of Appenzell Innerrhoden and Glarus.[15] The Swiss Confederation is a semi-direct democracy (representative democracy with strong instruments of direct democracy).[15] The nature of direct democracy in Switzerland is fundamentally complemented by its federal governmental structures (in German also called the Subsidiarittsprinzip).
Most western countries have representative systems.[15] Switzerland is a rare example of a country with instruments of direct democracy (at the levels of the municipalities, cantons, and federal state). Citizens have more power than in a representative democracy. On any political level citizens can propose changes to the constitution (popular initiative), or ask for an optional referendum to be held on any law voted by the federal, cantonal parliament and/or municipal legislative body.[16]
The list for mandatory or optional referendums on each political level are generally much longer in Switzerland than in any other country; for example any amendment to the constitution must automatically be voted on by the Swiss electorate and cantons, on cantonal/communal levels often any financial decision of a certain substantial amount decreed by legislative and/or executive bodies as well.[16]
Swiss citizens vote regularly on any kind of issue on every political level, such as financial approvals of a school house or the building of a new street, or the change of the policy regarding sexual work, or on constitutional changes, or on the foreign policy of Switzerland, four times a year.[17] Between January 1995 and June 2005, Swiss citizens voted 31 times, on 103 federal questions besides many more cantonal and municipal questions.[18] During the same period, French citizens participated in only two referendums.[15]
In Switzerland, simple majorities are sufficient at the municipal and cantonal level, but at the federal level double majorities are required on constitutional issues.[11]
A double majority requires approval by a majority of individuals voting, and also by a majority of cantons. Thus, in Switzerland a citizen-proposed amendment to the federal constitution (i.e. popular initiative) cannot be passed at the federal level if a majority of the people approve but a majority of the cantons disapprove.[11] For referendums or propositions in general terms (like the principle of a general revision of the Constitution), a majority of those voting is sufficient (Swiss Constitution, 2005).
In 1890, when the provisions for Swiss national citizen lawmaking were being debated by civil society and government, the Swiss adopted the idea of double majorities from the United States Congress, in which House votes were to represent the people and Senate votes were to represent the states.[11] According to its supporters, this "legitimacy-rich" approach to national citizen lawmaking has been very successful. Kris Kobach claims that Switzerland has had tandem successes both socially and economically which are matched by only a few other nations. Kobach states at the end of his book, "Too often, observers deem Switzerland an oddity among political systems. It is more appropriate to regard it as a pioneer." Finally, the Swiss political system, including its direct democratic devices in a multi-level governance context, becomes increasingly interesting for scholars of European Union integration.[19]
In 1871 after the establishment of the Paris Commune, the Parisians established a decentralized direct system of government with appointed organizers to make sense of the largely spontaneous uprising. While it still refused women the right to vote, they were heavily involved in the consensus before votes took place. Everything from the military to when meetings took place was democratized, and such decentralization and aforementioned democratization led many members of the First Internationale to regard the Paris Commune as a stateless society.
Due to the short lifespan of the Commune, only one citywide election was held and the structures necessary to facilitate future organized elections on large scales was largely nonexistent. However, the influence of direct democratization in the Paris Commune is not to be understated.
In the New England region of the United States, towns in areas such as Vermont decide local affairs through the direct democratic process of the town meeting.[20] This is the oldest form of direct democracy in the United States, and predates the founding of the country by at least a century.
Direct democracy was not what the framers of the United States Constitution envisioned for the nation. They saw a danger in tyranny of the majority. As a result, they advocated a representative democracy in the form of a constitutional republic over a direct democracy. For example, James Madison, in Federalist No. 10, advocates a constitutional republic over direct democracy precisely to protect the individual from the will of the majority. He says,
Those who hold and those who are without property have ever formed distinct interests in society. Those who are creditors, and those who are debtors, fall under a like discrimination. A landed interest, a manufacturing interest, a mercantile interest, a moneyed interest, with many lesser interests, grow up of necessity in civilized nations, and divide them into different classes, actuated by different sentiments and views. The regulation of these various and interfering interests forms the principal task of modern legislation, and involves the spirit of party and faction in the necessary and ordinary operations of the government.
[...]
[A] pure democracy, by which I mean a society consisting of a small number of citizens, who assemble and administer the government in person, can admit no cure for the mischiefs of faction. A common passion or interest will be felt by a majority, and there is nothing to check the inducements to sacrifice the weaker party. Hence it is, that democracies have ever been found incompatible with personal security or the rights of property; and have, in general, been as short in their lives as they have been violent in their deaths.[21]
John Witherspoon, one of the signers of the Declaration of Independence, said: "Pure democracy cannot subsist long nor be carried far into the departments of state it is very subject to caprice and the madness of popular rage." Alexander Hamilton said, "That a pure democracy if it were practicable would be the most perfect government. Experience has proved that no position is more false than this. The ancient democracies in which the people themselves deliberated never possessed one good feature of government. Their very character was tyranny; their figure, deformity."[22]
Despite the framers' intentions in the beginning of the republic, ballot measures and their corresponding referendums have been widely used at the state and sub-state level. There is much state and federal case law, from the early 1900s to the 1990s, that protects the people's right to each of these direct democracy governance components (Magleby, 1984, and Zimmerman, 1999). The first United States Supreme Court ruling in favor of the citizen lawmaking was in Pacific States Telephone and Telegraph Company v. Oregon, 223 U.S. 118 in 1912 (Zimmerman, December 1999). President Theodore Roosevelt, in his "Charter of Democracy" speech to the 1912 Ohio constitutional convention, stated: "I believe in the Initiative and Referendum, which should be used not to destroy representative government, but to correct it whenever it becomes misrepresentative."[23]
In various states, referendums through which the people rule include:
A total of 24 American states had constitutionally-defined, citizen-initiated direct democracy governance components as of 1999 (Zimmerman, December 1999).
The Rojava cantons are governed through a combination of district and civil councils. District councils consist of 300 members as well as two elected co-presidents- one man and one woman. District councils decide and carry out administrative and economic duties such as garbage collection, land distribution and cooperative enterprises.[24] Civil councils exist to promote social and political rights in the community.
Democratic theorists have identified a trilemma due to the presence of three desirable characteristics of an ideal system of direct democracy, which are challenging to deliver all at once. These three characteristics are participation widespread participation in the decision making process by the people affected; deliberation a rational discussion where all major points of view are weighted according to evidence; and equality all members of the population on whose behalf decisions are taken have an equal chance of having their views taken into account. Empirical evidence from dozens of studies suggests deliberation leads to better decision making.[8][25][26] The most popularly disputed form of direct popular participation is the referendum on constitutional matters.[27]
For the system to respect the principle of political equality, either everyone needs to be involved or there needs to be a representative random sample of people chosen to take part in the discussion. In the definition used by scholars such as James Fishkin, deliberative democracy is a form of direct democracy which satisfies the requirement for deliberation and equality but does not make provision to involve everyone who wants to be included in the discussion. Participatory democracy, by Fishkin's definition, allows inclusive participation and deliberation, but at a cost of sacrificing equality, because if widespread participation is allowed, sufficient resources rarely will be available to compensate people who sacrifice their time to participate in the deliberation. Therefore, participants tend to be those with a strong interest in the issue to be decided and often will not therefore be representative of the overall population.[28] Fishkin instead argues that random sampling should be used to select a small, but still representative, number of people from the general public.[7][8]
Fishkin concedes it is possible to imagine a system that transcends the trilemma, but it would require very radical reforms if such a system were to be integrated into mainstream politics.
Electronic direct democracy (EDD), also known as direct digital democracy (DDD),[29] is a form of direct democracy which utilizes telecommunications to facilitate public participation. Electronic direct democracy is sometimes referred to by other names, such as open-source governance and collaborative governance.[30]
EDD requires electronic voting or some way to register votes on issues electronically. As in any direct democracy, in an EDD, citizens would have the right to vote on legislation, author new legislation, and recall representatives (if any representatives are preserved).
Technology for supporting ED. has been researched and developed at the Florida Institute of Technology,[31] where the technology is used with student organizations. Numerous other software development projects are underway,[32] along with many supporting and related projects.[33] Several of these projects are now collaborating on a cross-platform architecture, under the umbrella of the Metagovernment project.[34]
EDD as a system is not fully implemented in a political government anywhere in the world, although several initiatives are currently forming. Ross Perot was a prominent advocate of EDD when he advocated "electronic town halls" during his 1992 and 1996 presidential campaigns in the United States. Switzerland, already partially governed by direct democracy, is making progress towards such a system.[35] Senator Online, an Australian political party running for the Senate in the 2007 federal elections, proposed to institute an EDD system so that Australians can decide which way the senators vote on each and every bill.[36] In 2016 Senator Online ran candidates in the Australian Federal Elections under the AEC registered Party Name - Online Direct Democracy Party. ODDP The Party remains active in politics via Australian public Social Media forums ODDP Facebook ODDP Twitter.
A similar initiative was formed in 2002 in Sweden where the party Aktivdemokrati, running for the Swedish parliament, offers its members the power to decide the actions of the party over all or some areas of decision, or alternatively to use a proxy with immediate recall for one or several areas. Since early 2011, EDD parties are working together on the Participedia wiki E2D
The first mainstream direct democracy party to be registered with any country's electoral commission [checked against each country's register] is the UK's People's Administration Direct Democracy party.[37] The People's Administration have developed and published the complete architecture for a legitimate reform to EDD [including the required Parliamentary reform process].[38] Established by musicians and political activists, the People's Administration advocates using the web and telephone to enable the majority electorate to create, propose, and vote upon all policy implementation. The People's Administration's blueprint has been published in various forms since 1998 and the People's Administration is the first direct democracy party registered in a vote-able format anywhere in the worldmaking transition possible through evolution via election with legitimate majority support, instead of potentially through revolution via violence.
Flux (political party) is a political movement which aims to replace the world's elected legislatures with a new electronic system known as issue-based direct democracy (IBDD). Flux originated in and is most active in Australia, but it is also active internationally, with a group existing in Brazil.[39]
Mi-Vote MiVote is another political entity developed in Australia by Adam Jacoby. The online website hosts regular votes on matters of Australian legislative interest utilising block chain technology supplied by technological offshoot - Horizon State Horizon State
At a global level, a major initiative is being pushed forward by Democracy Earth Foundation DEF with their implementation of The Social Smart Contract Whitepaper V1, built on Ethereum Blockchain and being distributed under the title of Sovereign Sovereign Code This is an Open Source Initiative aiming to bring Direct Liquid Democracy to every community, through direct community participation in Block chain Processing, Data Allowance and Attention. Like all BC based technologies they will create "Tokens" which contribute toward a continual drip that underwrites a Universal Basic Income of voting rights for users. Democracy Earth Foundation is 501 (c) 3 non-profit registered with offices in San Francisco Paris New York and establishing Ambassadors worldwide.
Anarchists have advocated forms of direct democracy as an alternative to the centralized state and capitalism; however, others (such as individualist anarchists) have criticized direct democracy and democracy in general for ignoring the rights of the minority, and instead have advocated a form of consensus decision-making. Libertarian Marxists, however, fully support direct democracy in the form of the proletarian republic and see majority rule and citizen participation as virtues. The Young Communist League USA in particular refers to representative democracy as "bourgeois democracy", implying that they see direct democracy as "true democracy".[40]
Democratic schools modeled on Summerhill School resolve conflicts and make school policy decisions through full school meetings in which the votes of students and staff are weighted equally.[41]
Some notable contemporary movements working for direct democracy via direct democratic praxis include:[42]
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Direct democracy - Wikipedia